8-K
UNITIL CORP false 0000755001 0000755001 2021-03-11 2021-03-11

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): March 11, 2021

 

 

UNITIL CORPORATION

(Exact name of registrant as specified in its charter)

 

 

 

New Hampshire   1-8858   02-0381573
(State or other jurisdiction
of incorporation)
  (Commission
File Number)
  (IRS Employer
Identification No.)

 

6 Liberty Lane West, Hampton, New Hampshire   03842-1720
(Address of principal executive offices)   (Zip Code)

Registrant’s telephone number, including area code: (603) 772-0775

N/A

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

 

Trading
Symbol

 

Name of each exchange
of which registered

Common Stock, no par value   UTL   New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 


Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

(b)    On March 11, 2021, Laurence M. Brock, Senior Vice President of Unitil Corporation (the “Company”), provided notice that he will retire and, in connection with his retirement, resign from the Company and each of its subsidiaries effective as of July 1, 2021.

Item 7.01 Regulation FD Disclosure

A press release announcing Mr. Brock’s retirement is attached as Exhibit 99.1 to this Current Report on Form 8-K.

Item 9.01 Financial Statements and Exhibits

(d) Exhibits

 

Number    Exhibit
99.1    Press Release dated March 11, 2021.
104    Cover Page Interactive Data File (embedded within the Inline XBRL document)


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

UNITIL CORPORATION

 

By:  

/s/ Robert B. Hevert

 

Robert B. Hevert

Senior Vice President, Chief Financial Officer and Treasurer

 

Date:   March 12, 2021
EX-99.1

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Exhibit 99.1

FOR RELEASE

UNITIL SENIOR VICE PRESIDENT LAURENCE M. BROCK ANNOUNCES INTENTION TO RETIRE IN JULY 2021

 

 

HAMPTON, NH, March 11, 2021: Unitil Corporation (“Unitil” or the “Company”) (NYSE:UTL) (www.unitil.com) today announced the planned retirement of Laurence M. Brock, Senior Vice President, effective July 1, 2021, capping a remarkable career spanning 40 years in the regulated utility, financial management and public accounting business sectors.

“It was my great pleasure to serve Unitil’s customers and shareholders and I will be forever grateful to the fantastic and dedicated Unitil employees with whom I served these past 26 years,” Mr. Brock said. “Unitil is a special company, managed by a strong team of professionals and I am leaving the Company in very good hands.”

Mr. Brock joined Unitil in 1995 as Vice President and Controller. Mr. Brock has served Unitil and its operating subsidiaries as Senior Vice President since March 2020, and previously held positions as the Company’s Chief Financial Officer and Treasurer, and Chief Accounting Officer. Prior to joining Unitil, Mr. Brock worked in diversified manufacturing and financial services businesses after completing his public accounting experience at Coopers & Lybrand in Boston, Massachusetts. Mr. Brock is a Certified Public Accountant in the state of New Hampshire.

“I’d like to thank Larry for all he has done during his many years of dedicated service, and for developing the strong team of professionals who will lead the Company into the future. He will be greatly missed after his long and distinguished career at Unitil,” Thomas P. Meissner, Jr., Unitil’s Chairman, CEO and President said. “I wish Larry all the best in his well-deserved retirement.”

About Unitil Corporation

Unitil Corporation provides energy for life by safely and reliably delivering natural gas and electricity in New England. We are committed to the communities we serve and to developing people, business practices, and technologies that lead to the delivery of dependable, more efficient energy. Unitil Corporation is a public utility holding company with operations in Maine, New Hampshire and Massachusetts. Together, Unitil’s operating utilities serve approximately 107,100 electric customers and 85,600 natural gas customers. For more information about our people, technologies, and community involvement please visit www.unitil.com.

 

 

6 Liberty Lane West

Hampton, NH 03842

T 603.772.0775

www.unitil.com


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For more information please contact:

Todd Diggins – Investor Relations

Phone: 603-773-6504

Email: diggins@unitil.com

Alec O’Meara – Media Relations

Phone: 603-773-6404

Email: omeara@unitil.com

 

 

6 Liberty Lane West

Hampton, NH 03842

T 603.772.0775

www.unitil.com